Message-ID: <20200318223137.GW3199@paulmck-ThinkPad-P72>
Date:   Wed, 18 Mar 2020 15:31:38 -0700
From:   "Paul E. McKenney" <paulmck@...nel.org>
To:     Thomas Gleixner <tglx@...utronix.de>
Cc:     LKML <linux-kernel@...r.kernel.org>,
        Peter Zijlstra <peterz@...radead.org>,
        Linus Torvalds <torvalds@...ux-foundation.org>,
        Ingo Molnar <mingo@...nel.org>, Will Deacon <will@...nel.org>,
        Joel Fernandes <joel@...lfernandes.org>,
        Steven Rostedt <rostedt@...dmis.org>,
        Randy Dunlap <rdunlap@...radead.org>,
        Sebastian Andrzej Siewior <bigeasy@...utronix.de>,
        Logan Gunthorpe <logang@...tatee.com>,
        Kurt Schwemmer <kurt.schwemmer@...rosemi.com>,
        Bjorn Helgaas <bhelgaas@...gle.com>, linux-pci@...r.kernel.org,
        Felipe Balbi <balbi@...nel.org>,
        Greg Kroah-Hartman <gregkh@...uxfoundation.org>,
        linux-usb@...r.kernel.org, Kalle Valo <kvalo@...eaurora.org>,
        "David S. Miller" <davem@...emloft.net>,
        linux-wireless@...r.kernel.org, netdev@...r.kernel.org,
        Oleg Nesterov <oleg@...hat.com>,
        Davidlohr Bueso <dave@...olabs.net>,
        Michael Ellerman <mpe@...erman.id.au>,
        Arnd Bergmann <arnd@...db.de>, linuxppc-dev@...ts.ozlabs.org
Subject: Re: [patch V2 08/15] Documentation: Add lock ordering and nesting
 documentation

On Wed, Mar 18, 2020 at 09:43:10PM +0100, Thomas Gleixner wrote:
> From: Thomas Gleixner <tglx@...utronix.de>
> 
> The kernel provides a variety of locking primitives. The nesting of these
> lock types and the implications of them on RT enabled kernels is nowhere
> documented.
> 
> Add initial documentation.
> 
> Signed-off-by: Thomas Gleixner <tglx@...utronix.de>

Mostly native-English-speaker services below, so please feel free to
ignore.  The one place I made a substantive change, I marked it "@@@".
I only did about half of this document, but should this prove useful,
I will do the other half later.

							Thanx, Paul

> ---
> V2: Addressed review comments from Randy
> ---
>  Documentation/locking/index.rst     |    1 
>  Documentation/locking/locktypes.rst |  298 ++++++++++++++++++++++++++++++++++++
>  2 files changed, 299 insertions(+)
>  create mode 100644 Documentation/locking/locktypes.rst
> 
> --- a/Documentation/locking/index.rst
> +++ b/Documentation/locking/index.rst
> @@ -7,6 +7,7 @@ locking
>  .. toctree::
>      :maxdepth: 1
>  
> +    locktypes
>      lockdep-design
>      lockstat
>      locktorture
> --- /dev/null
> +++ b/Documentation/locking/locktypes.rst
> @@ -0,0 +1,298 @@
> +.. _kernel_hacking_locktypes:
> +
> +==========================
> +Lock types and their rules
> +==========================
> +
> +Introduction
> +============
> +
> +The kernel provides a variety of locking primitives which can be divided
> +into two categories:
> +
> + - Sleeping locks
> + - Spinning locks
> +
> +This document describes the lock types at least at the conceptual level and
> +provides rules for nesting of lock types also under the aspect of PREEMPT_RT.

I suggest something like this:

This document conceptually describes these lock types and provides rules
for their nesting, including the rules for use under PREEMPT_RT.

> +
> +Lock categories
> +===============
> +
> +Sleeping locks
> +--------------
> +
> +Sleeping locks can only be acquired in preemptible task context.
> +
> +Some of the implementations allow try_lock() attempts from other contexts,
> +but that has to be really evaluated carefully including the question
> +whether the unlock can be done from that context safely as well.
> +
> +Note that some lock types change their implementation details when
> +debugging is enabled, so this should be really only considered if there is
> +no other option.

How about something like this?

Although implementations allow try_lock() from other contexts, it is
necessary to carefully evaluate the safety of unlock() as well as of
try_lock().  Furthermore, it is also necessary to evaluate the debugging
versions of these primitives.  In short, don't acquire sleeping locks
from other contexts unless there is no other option.

> +Sleeping lock types:
> +
> + - mutex
> + - rt_mutex
> + - semaphore
> + - rw_semaphore
> + - ww_mutex
> + - percpu_rw_semaphore
> +
> +On a PREEMPT_RT enabled kernel the following lock types are converted to
> +sleeping locks:

On PREEMPT_RT kernels, these lock types are converted to sleeping locks:

> + - spinlock_t
> + - rwlock_t
> +
> +Spinning locks
> +--------------
> +
> + - raw_spinlock_t
> + - bit spinlocks
> +
> +On a non PREEMPT_RT enabled kernel the following lock types are spinning
> +locks as well:

On non-PREEMPT_RT kernels, these lock types are also spinning locks:

> + - spinlock_t
> + - rwlock_t
> +
> +Spinning locks implicitly disable preemption and the lock / unlock functions
> +can have suffixes which apply further protections:
> +
> + ===================  ====================================================
> + _bh()                Disable / enable bottom halves (soft interrupts)
> + _irq()               Disable / enable interrupts
> + _irqsave/restore()   Save and disable / restore interrupt disabled state
> + ===================  ====================================================
> +
> +
> +rtmutex
> +=======
> +
> +RT-mutexes are mutexes with support for priority inheritance (PI).
> +
> +PI has limitations on non PREEMPT_RT enabled kernels due to preemption and
> +interrupt disabled sections.
> +
> +On a PREEMPT_RT enabled kernel most of these sections are fully
> +preemptible. This is possible because PREEMPT_RT forces most executions
> +into task context, especially interrupt handlers and soft interrupts, which
> +allows to substitute spinlock_t and rwlock_t with RT-mutex based
> +implementations.

PI clearly cannot preempt preemption-disabled or interrupt-disabled
regions of code, even on PREEMPT_RT kernels.  Instead, PREEMPT_RT kernels
execute most such regions of code in preemptible task context, especially
interrupt handlers and soft interrupts.  This conversion allows spinlock_t
and rwlock_t to be implemented via RT-mutexes.

> +
> +raw_spinlock_t and spinlock_t
> +=============================
> +
> +raw_spinlock_t
> +--------------
> +
> +raw_spinlock_t is a strict spinning lock implementation regardless of the
> +kernel configuration including PREEMPT_RT enabled kernels.
> +
> +raw_spinlock_t is to be used only in real critical core code, low level
> +interrupt handling and places where protecting (hardware) state is required
> +to be safe against preemption and eventually interrupts.
> +
> +Another reason to use raw_spinlock_t is when the critical section is tiny
> +to avoid the overhead of spinlock_t on a PREEMPT_RT enabled kernel in the
> +contended case.

raw_spinlock_t is a strict spinning lock implementation in all kernels,
including PREEMPT_RT kernels.  Use raw_spinlock_t only in real critical
core code, low level interrupt handling and places where disabling
preemption or interrupts is required, for example, to safely access
hardware state.  raw_spinlock_t can sometimes also be used when the
critical section is tiny and the lock is lightly contended, thus avoiding
RT-mutex overhead.

@@@  I added the point about the lock being lightly contended.

> +spinlock_t
> +----------
> +
> +The semantics of spinlock_t change with the state of CONFIG_PREEMPT_RT.
> +
> +On a non PREEMPT_RT enabled kernel spinlock_t is mapped to raw_spinlock_t
> +and has exactly the same semantics.
> +
> +spinlock_t and PREEMPT_RT
> +-------------------------
> +
> +On a PREEMPT_RT enabled kernel spinlock_t is mapped to a separate
> +implementation based on rt_mutex which changes the semantics:
> +
> + - Preemption is not disabled
> +
> + - The hard interrupt related suffixes for spin_lock / spin_unlock
> +   operations (_irq, _irqsave / _irqrestore) do not affect the CPUs
                                                                  CPU's
> +   interrupt disabled state
> +
> + - The soft interrupt related suffix (_bh()) is still disabling the
> +   execution of soft interrupts, but contrary to a non PREEMPT_RT enabled
> +   kernel, which utilizes the preemption count, this is achieved by a per
> +   CPU bottom half locking mechanism.

 - The soft interrupt related suffix (_bh()) still disables softirq
   handlers.  However, unlike non-PREEMPT_RT kernels (which disable
   preemption to get this effect), PREEMPT_RT kernels use a per-CPU
   per-bottom-half locking mechanism.

> +All other semantics of spinlock_t are preserved:
> +
> + - Migration of tasks which hold a spinlock_t is prevented. On a non
> +   PREEMPT_RT enabled kernel this is implicit due to preemption disable.
> +   PREEMPT_RT has a separate mechanism to achieve this. This ensures that
> +   pointers to per CPU variables stay valid even if the task is preempted.
> +
> + - Task state preservation. The task state is not affected when a lock is
> +   contended and the task has to schedule out and wait for the lock to
> +   become available. The lock wake up restores the task state unless there
> +   was a regular (not lock related) wake up on the task. This ensures that
> +   the task state rules are always correct independent of the kernel
> +   configuration.
> +
> +rwlock_t
> +========
> +
> +rwlock_t is a multiple readers and single writer lock mechanism.
> +
> +On a non PREEMPT_RT enabled kernel rwlock_t is implemented as a spinning
> +lock and the suffix rules of spinlock_t apply accordingly. The
> +implementation is fair and prevents writer starvation.
> +
> +rwlock_t and PREEMPT_RT
> +-----------------------
> +
> +On a PREEMPT_RT enabled kernel rwlock_t is mapped to a separate
> +implementation based on rt_mutex which changes the semantics:
> +
> + - Same changes as for spinlock_t
> +
> + - The implementation is not fair and can cause writer starvation under
> +   certain circumstances. The reason for this is that a writer cannot grant
> +   its priority to multiple readers. Readers which are blocked on a writer
> +   fully support the priority inheritance protocol.
> +
> +
> +PREEMPT_RT caveats
> +==================
> +
> +spinlock_t and rwlock_t
> +-----------------------
> +
> +The substitution of spinlock_t and rwlock_t on PREEMPT_RT enabled kernels
> +with RT-mutex based implementations has a few implications.
> +
> +On a non PREEMPT_RT enabled kernel the following code construct is
> +perfectly fine::
> +
> +   local_irq_disable();
> +   spin_lock(&lock);
> +
> +and fully equivalent to::
> +
> +   spin_lock_irq(&lock);
> +
> +Same applies to rwlock_t and the _irqsave() suffix variant.
> +
> +On a PREEMPT_RT enabled kernel this breaks because the RT-mutex
> +substitution expects a fully preemptible context.
> +
> +The preferred solution is to use :c:func:`spin_lock_irq()` or
> +:c:func:`spin_lock_irqsave()` and their unlock counterparts.
> +
> +PREEMPT_RT also offers a local_lock mechanism to substitute the
> +local_irq_disable/save() constructs in cases where a separation of the
> +interrupt disabling and the locking is really unavoidable. This should be
> +restricted to very rare cases.
> +
> +
> +raw_spinlock_t
> +--------------
> +
> +Locking of a raw_spinlock_t disables preemption and eventually interrupts.
> +Therefore code inside the critical region has to be careful to avoid calls
> +into code which takes a regular spinlock_t or rwlock_t. A prime example is
> +memory allocation.
> +
> +On a non PREEMPT_RT enabled kernel the following code construct is
> +perfectly fine code::
> +
> +  raw_spin_lock(&lock);
> +  p = kmalloc(sizeof(*p), GFP_ATOMIC);
> +
> +On a PREEMPT_RT enabled kernel this breaks because the memory allocator is
> +fully preemptible and therefore does not support allocations from truly
> +atomic contexts.
> +
> +Contrary to that the following code construct is perfectly fine on
> +PREEMPT_RT as spin_lock() does not disable preemption::
> +
> +  spin_lock(&lock);
> +  p = kmalloc(sizeof(*p), GFP_ATOMIC);
> +
> +Most places which use GFP_ATOMIC allocations are safe on PREEMPT_RT as the
> +execution is forced into thread context and the lock substitution is
> +ensuring preemptibility.
> +
> +
> +bit spinlocks
> +-------------
> +
> +Bit spinlocks are problematic for PREEMPT_RT as they cannot be easily
> +substituted by an RT-mutex based implementation for obvious reasons.
> +
> +The semantics of bit spinlocks are preserved on a PREEMPT_RT enabled kernel
> +and the caveats vs. raw_spinlock_t apply.
> +
> +Some bit spinlocks are substituted by regular spinlock_t for PREEMPT_RT but
> +this requires conditional (#ifdef'ed) code changes at the usage side while
> +the spinlock_t substitution is simply done by the compiler and the
> +conditionals are restricted to header files and core implementation of the
> +locking primitives and the usage sites do not require any changes.
> +
> +
> +Lock type nesting rules
> +=======================
> +
> +The most basic rules are:
> +
> +  - Lock types of the same lock category (sleeping, spinning) can nest
> +    arbitrarily as long as they respect the general lock ordering rules to
> +    prevent deadlocks.
> +
> +  - Sleeping lock types cannot nest inside spinning lock types.
> +
> +  - Spinning lock types can nest inside sleeping lock types.
> +
> +These rules apply in general independent of CONFIG_PREEMPT_RT.
> +
> +As PREEMPT_RT changes the lock category of spinlock_t and rwlock_t from
> +spinning to sleeping this has obviously restrictions how they can nest with
> +raw_spinlock_t.
> +
> +This results in the following nest ordering:
> +
> +  1) Sleeping locks
> +  2) spinlock_t and rwlock_t
> +  3) raw_spinlock_t and bit spinlocks
> +
> +Lockdep is aware of these constraints to ensure that they are respected.
> +
> +
> +Owner semantics
> +===============
> +
> +Most lock types in the Linux kernel have strict owner semantics, i.e. the
> +context (task) which acquires a lock has to release it.
> +
> +There are two exceptions:
> +
> +  - semaphores
> +  - rwsems
> +
> +semaphores have no strict owner semantics for historical reasons. They are
> +often used for both serialization and waiting purposes. That's generally
> +discouraged and should be replaced by separate serialization and wait
> +mechanisms.
> +
> +rwsems have grown interfaces which allow non owner release for special
> +purposes. This usage is problematic on PREEMPT_RT because PREEMPT_RT
> +substitutes all locking primitives except semaphores with RT-mutex based
> +implementations to provide priority inheritance for all lock types except
> +the truly spinning ones. Priority inheritance on ownerless locks is
> +obviously impossible.
> +
> +For now the rwsem non-owner release excludes code which utilizes it from
> +being used on PREEMPT_RT enabled kernels. In same cases this can be
> +mitigated by disabling portions of the code, in other cases the complete
> +functionality has to be disabled until a workable solution has been found.
> 

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